Finance Firms May See Increased FCA Enforcement This Year

Law360 (January 29, 2021, 4:52 PM EST) — While few could have foreseen the global turmoil that 2020 brought, it is clear that in 2021 the fallout from the pandemic and facing the reality of a post-Brexit landscape will continue to be front and center for financial services firms and the U.K. Financial Conduct Authority.

Firms should be taking the time now to get their houses in order as, like in the aftermath of the 2008 global crisis, while it may still take some time before regulators take stock, regulatory investigations and enforcement actions will inevitably follow.

In this article, I set out some of the key themes of…

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